Regulation and Licence – we are licensed, authorized, and regulated by the Financial Services Commission of the British Virgin Islands pursuant to The Securities and Investment Business Act, 2010 as a Principal Dealer (license number SIBA/L/11/0987).
Our license and regulation are our most important attributes and an indication that we satisfy all regulatory requirements pursuant to our conduct as a Principal Dealer. We regularly submit financial reports to the Financial Services Commission to reconfirm our financial stability and undergo mandatory, detailed, and extensive third-party audits by Chartered Accountants.
The Financial Services Commission requires licensed and regulated financial services providers to structure, implement, and comply with internal procedures regarding all activities including compliance, anti-money laundering (AML) provisions, risk management, staff training, audits, accounting, and related activities.
We were incorporated in 2006, four years prior to the inception of The Securities and Investment Business Act, 2010, and became one of the first licensed and regulated Principal Dealers.
Information about The BVI Financial Services Commission: